Filing Details
- Accession Number:
- 0001479001-10-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-28 13:00:00
- Reporting Period:
- 2010-07-26
- Filing Date:
- 2010-07-28
- Accepted Time:
- 2010-07-28 15:36:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910322 | Astoria Financial Corp | AF | Savings Institution, Federally Chartered (6035) | 113170868 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1479001 | R. John Chrin | One Astoria Federal Plaza Lake Success NY 11042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-26 | 603 | $13.09 | 25,103 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-07-26 | 800 | $13.11 | 25,903 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-07-26 | 100 | $13.11 | 26,003 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-07-26 | 3,700 | $13.11 | 29,703 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-07-26 | 300 | $13.11 | 30,003 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-07-26 | 100 | $13.11 | 30,103 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-07-26 | 5,000 | $13.20 | 35,103 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | RSA |
| Common Stock | 3,461 | Indirect | RSA |
Footnotes
- Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2012 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 1, 2013 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
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