Filing Details
- Accession Number:
- 0001144204-10-036493
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-02 13:00:00
- Reporting Period:
- 2010-06-30
- Filing Date:
- 2010-07-02
- Accepted Time:
- 2010-07-02 17:00:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1140310 | Zbb Energy Corp | ZBB | Electric Services (4911) | 391987014 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1271449 | F Paul Koeppe | N93 W14475 Whittaker Way Menomonee Falls WI US 53051 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-02 | 4,000 | $0.53 | 154,481 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | RESTRICTED STOCK UNITS | Acquisiton | 2010-06-30 | 181,818 | $0.00 | 181,818 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 181,818 | No | 4 | A | Direct |
Footnotes
- Any Restricted Stock Units that become earned and vested shall be payable at the earlier of (i) six months after Separation from Service or (ii) the date of a Change in Control, as defined. Payment may be made in cash or stock at the discretion of the company.
- Vesting is as follows: 118,182 units vested on June 30, 2010 and 63,636 units vest on November 10, 2010.
Billionaire Hedge Funds
