Filing Details
- Accession Number:
- 0000717538-10-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-13 13:00:00
- Reporting Period:
- 2010-08-13
- Filing Date:
- 2010-08-13
- Accepted Time:
- 2010-08-13 19:10:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184486 | L Thomas Hoy | Arrow Financial Corporation 250 Glen Street Glens Falls NY 12801 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-26 | 310 | $0.00 | 98,933 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2010-08-13 | 1,000 | $23.74 | 99,933 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-13 | 0 | $0.00 | 175 | No | 4 | J | Indirect | ESPP |
Common Stock | Acquisiton | 2010-08-13 | 0 | $0.00 | 39,197 | No | 4 | J | Indirect | ESOP |
Common Stock | Acquisiton | 2010-08-13 | 0 | $0.00 | 2,274 | No | 4 | J | Indirect | Wife's IRA |
Common Stock | Acquisiton | 2010-08-13 | 0 | $0.00 | 673 | No | 4 | J | Indirect | 401(k) |
Common Stock | Acquisiton | 2010-08-13 | 0 | $0.00 | 2,717 | No | 4 | J | Indirect | By Wife w/Broker |
Common Stock | Acquisiton | 2010-08-13 | 0 | $0.00 | 3,094 | No | 4 | J | Indirect | Irrev. Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Indirect | ESPP |
No | 4 | J | Indirect | ESOP |
No | 4 | J | Indirect | Wife's IRA |
No | 4 | J | Indirect | 401(k) |
No | 4 | J | Indirect | By Wife w/Broker |
No | 4 | J | Indirect | Irrev. Trust |
Footnotes
- Amount of securities beneficially owned.
- SEP converted to 401K on July 2, 2010.