Home > Insider Trading > Filing (0000873303-10-000044)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
873303	Avi Biopharma Inc	AVII	Pharmaceutical Preparations (2834)	930797222

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1321265	Leslie Hudson	3450 Monte Villa Parkway, Suite 101 Bothell WA 98021	Former Ceo	No	Yes	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2010-07-26	68,965	$1.45	453,524	No	4	M	Direct
Common Stock	Acquisiton	2010-07-26	60,118	$1.45	513,642	No	4	M	Direct
Common Stock	Disposition	2010-07-26	4,083	$1.89	509,559	No	4	S	Direct
Common Stock	Disposition	2010-07-26	82,000	$1.90	427,559	No	4	S	Direct
Common Stock	Disposition	2010-07-26	17,900	$1.91	409,659	No	4	S	Direct
Common Stock	Disposition	2010-07-26	100	$1.92	409,559	No	4	S	Direct
Common Stock	Disposition	2010-07-26	25,000	$1.92	384,559	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option (right to buy)	Disposition	2010-07-26	68,965	$0.00	68,965	$1.45
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2010-07-26	60,118	$0.00	60,118	$1.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-02-09	2020-02-09	No	4	M	Direct
0	2011-02-09	2020-02-09	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option (right to buy)	$1.09	2009-02-08	2018-02-08	366,972	366,972	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-02-08	366,972	366,972	Direct

Footnotes

This transaction is a part of a Same Day Sale Transaction. The optionholder exercised his options and sold the shares on the same day.
On 2/09/2010, the Company granted two options: an ISO of 531,035 and NQ of 68,965 for a total grant of 600,000 options. The combined option's original vesting terms were 200,000 vesting annually over 3 years. On 4/20/2010, the option had no vested shares and the Company accelerated the entire 600,000 options.
Option Grant vests 25% per year on grant date with all shares vesting four years from date of grant.