Filing Details
- Accession Number:
- 0001181431-10-040598
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-05 13:00:00
- Reporting Period:
- 2010-08-03
- Filing Date:
- 2010-08-05
- Accepted Time:
- 2010-08-05 17:20:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296360 | Benjamin Roland Cortes | 1875 Charleston Rd. Mountain View CA 94043 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-08-03 | 798 | $11.70 | 40,936 | No | 4 | M | Direct | |
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-08-03 | 797 | $9.92 | 41,733 | No | 4 | M | Direct | |
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-08-03 | 7,286 | $15.15 | 49,019 | No | 4 | M | Direct | |
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-08-03 | 1,825 | $11.97 | 50,844 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-03 | 10,706 | $29.15 | 40,138 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 7,286 | $0.00 | 19,434 | $15.15 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 797 | $0.00 | 1,594 | $9.92 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 1,825 | $0.00 | 6,078 | $11.97 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-05-05 | 798 | $0.00 | 1,328 | $11.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,148 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
| 797 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
| 4,253 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
| 265 | 2007-08-01 | 2016-07-31 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $29.00 to $29.68. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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