Filing Details
- Accession Number:
- 0001181431-10-038849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-28 13:00:00
- Reporting Period:
- 2010-07-27
- Filing Date:
- 2010-07-28
- Accepted Time:
- 2010-07-28 15:27:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1038205 | Bank Of The Ozarks Inc | OZRK | State Commercial Banks (6022) | 710556208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053048 | Ii G George Gleason | 17901 Chenal Parkway P.o. 8811 Little Rock AR 72231-8811 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right To Buy) | Acquisiton | 2010-07-27 | 3,400 | $22.07 | 1,725,076 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-27 | 600 | $38.81 | 1,724,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-28 | 2,800 | $38.05 | 1,721,676 | No | 4 | S | Direct | |
| Non-Employee Director Stock Option (Right To Buy) | Acquisiton | 2010-07-27 | 4,000 | $3.66 | 43,408 | No | 4 | M | Indirect | Shares held by Spouse |
| Non-Employee Director Stock Option (Right To Buy) | Acquisiton | 2010-07-27 | 4,000 | $8.47 | 47,408 | No | 4 | M | Indirect | Shares held by Spouse |
| Non-Employee Director Stock Option (Right To Buy) | Acquisiton | 2010-07-27 | 2,000 | $15.74 | 49,408 | No | 4 | M | Indirect | Shares held by Spouse |
| Common Stock | Disposition | 2010-07-27 | 10,000 | $38.80 | 39,408 | No | 4 | S | Indirect | Shares held by Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | Shares held by Spouse |
| No | 4 | M | Indirect | Shares held by Spouse |
| No | 4 | M | Indirect | Shares held by Spouse |
| No | 4 | S | Indirect | Shares held by Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-27 | 3,400 | $22.07 | 3,400 | $22.07 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Disposition | 2010-07-27 | 4,000 | $3.66 | 4,000 | $3.66 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Disposition | 2010-07-27 | 4,000 | $8.47 | 4,000 | $8.47 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Disposition | 2010-07-27 | 2,000 | $15.74 | 2,000 | $15.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-09-16 | 2010-09-16 | No | 4 | M | Direct |
| 0 | 2001-04-18 | 2011-04-18 | No | 4 | M | Indirect |
| 0 | 2002-04-17 | 2012-04-17 | No | 4 | M | Indirect |
| 0 | 2003-04-23 | 2013-04-23 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,200 | Indirect | Shares held by Child |
| Common Stock | 642,800 | Indirect | Shares held by Gleason Trust |
| Common Stock | 445,865 | Indirect | Shares held in 401(k) at 07/27/2010 |
| Common Stock | 45,031 | Indirect | Shares held by Trust which Mr. Gleason, his Wife and descendants are beneficiaries |
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