Filing Details
- Accession Number:
- 0001088033-10-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-05 13:00:00
- Reporting Period:
- 2010-08-03
- Filing Date:
- 2010-08-05
- Accepted Time:
- 2010-08-05 19:07:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088033 | Quest Software Inc | QSFT | Services-Prepackaged Software (7372) | 330231678 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450946 | Steve Dickson | C/O Quest Software, Inc. 5 Polaris Way Aliso Viejo CA 92656 | Senior Vp, Product Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-03 | 60 | $14.93 | 16,351 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-03 | 60 | $20.19 | 16,291 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-03 | 1,500 | $14.93 | 17,791 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-03 | 1,500 | $20.19 | 16,291 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-03 | 5,000 | $11.56 | 21,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-03 | 5,000 | $20.19 | 16,291 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-03 | 10,000 | $14.59 | 26,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-03 | 10,000 | $20.20 | 16,291 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-03 | 5,000 | $11.18 | 21,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-03 | 5,000 | $20.25 | 16,291 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-03 | 5,000 | $11.18 | 21,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-03 | 5,000 | $20.30 | 16,291 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 60 | $0.00 | 60 | $14.93 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 1,500 | $0.00 | 1,500 | $14.93 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 5,000 | $0.00 | 5,000 | $11.56 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 10,000 | $0.00 | 10,000 | $14.59 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 5,000 | $0.00 | 5,000 | $11.18 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 5,000 | $0.00 | 5,000 | $11.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-10-01 | No | 4 | M | Direct | |
| 0 | 2011-10-01 | No | 4 | M | Direct | |
| 0 | 2013-09-10 | No | 4 | M | Direct | |
| 35,000 | 2015-12-08 | No | 4 | M | Direct | |
| 17,500 | 2014-08-05 | No | 4 | M | Direct | |
| 12,500 | 2014-08-05 | No | 4 | M | Direct |
Footnotes
- Sale prices for the transactions reported here range from $20.30 to $20.31. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its stockholders upon request.
- These options vest as follows: (a) 20% on the first anniversary of date of grant, and (b) 10% upon the completion of each of the next eight six-month periods of employment.
Billionaire Hedge Funds
