Filing Details
- Accession Number:
- 0001181431-10-041476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-11 13:00:00
- Reporting Period:
- 2010-08-09
- Filing Date:
- 2010-08-11
- Accepted Time:
- 2010-08-11 17:16:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188789 | S William Ayer | C/O Alaska Air Group Inc 19300 International Blvd Seattle WA 98188 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-09 | 75,000 | $27.85 | 134,733 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-08-09 | 49,668 | $18.76 | 184,401 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-09 | 75,000 | $54.00 | 109,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 49,668 | $52.95 | 59,733 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 8,849 | $54.00 | 50,884 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-08-09 | 75,000 | $0.00 | 75,000 | $27.85 |
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-08-09 | 49,668 | $0.00 | 49,668 | $18.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-05-31 | 2012-05-31 | No | 4 | M | Direct |
| 0 | 2004-02-11 | 2013-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 90,338 | Direct |
Footnotes
- THIS SAME-DAY EXERCISE AND SALE OF OPTIONS REPORTED IN THIS FORM 4 WERE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON AUGUST 4, 2010.
- THIS SALE OF SHARES REPORTED IN THIS FORM 4 WAS EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON AUGUST 4, 2010.
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; NOT YET VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
- THE OPTIONS VESTED IN FOUR EQUAL ANNUAL INSTALLMENTS AFTER THE GRANT DATE AND WERE FULLY EXERCISABLE AS OF 05/31/2006.
- THE OPTIONS VESTED IN FOUR EQUAL ANNUAL INSTALLMENTS AFTER THE GRANT DATE AND WERE FULLY EXERCISABLE AS OF 02/11/2007.
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