Filing Details
- Accession Number:
- 0001181431-10-041477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-11 13:00:00
- Reporting Period:
- 2010-08-09
- Filing Date:
- 2010-08-11
- Accepted Time:
- 2010-08-11 17:17:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403513 | J Kelley Dobbs | Alaska Airlines, Inc. 19300 International Blvd Seattle WA 98188 | Vp/Hr & Labor Relations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-09 | 2,100 | $32.96 | 5,362 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-09 | 1,777 | $37.96 | 7,139 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-09 | 929 | $27.40 | 8,068 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-09 | 4,806 | $54.00 | 3,262 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-08-09 | 2,100 | $0.00 | 2,100 | $32.96 |
Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-08-09 | 1,777 | $0.00 | 1,777 | $37.96 |
Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-08-09 | 929 | $0.00 | 929 | $27.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-08-30 | 2015-08-30 | No | 4 | M | Direct |
593 | 2009-09-13 | 2016-09-13 | No | 4 | M | Direct |
929 | 2010-06-14 | 2017-06-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,560 | Direct | |
Common Stock | 976 | Indirect | ESOP TRUST |
Footnotes
- THE SAME-DAY EXERCISE AND SALE OF OPTIONS REPORTED IN THIS FORM 4 WERE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PROGRAM ADOPTED BY MS. DOBBS ON JULY 23, 2010.
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; SUBJECT TO FORFEITURE.
- SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2009.
- THE OPTIONS VESTED IN FOUR ANNUAL INSTALLMENTS FROM THE DATE OF GRANT AND WERE FULLY VESTED AS OF 08/30/2009.
- THE OPTIONS VESTED IN EQUAL ANNUAL INSTALLMENTS FROM THE DATE OF GRANT AND WERE FULLY EXERCISABLE AS OF 09/13/2009; REMAINING OPTIONS BECOME EXERCISABLE 09/13/2010.
- THE OPTIONS VESTED IN EQUAL ANNUAL INSTALLMENTS FROM THE DATE OF GRANT AND WERE FULLY EXERCISABLE AS OF 06/14/2010; REMAINING OPTIONS BECOME EXERCISABLE 06/14/2011.