Filing Details

Accession Number:
0001181431-10-041477
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-11 13:00:00
Reporting Period:
2010-08-09
Filing Date:
2010-08-11
Accepted Time:
2010-08-11 17:17:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766421 Alaska Air Group Inc ALK Air Transportation, Scheduled (4512) 911292054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403513 J Kelley Dobbs Alaska Airlines, Inc.
19300 International Blvd
Seattle WA 98188
Vp/Hr & Labor Relations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-09 2,100 $32.96 5,362 No 4 M Direct
Common Stock Acquisiton 2010-08-09 1,777 $37.96 7,139 No 4 M Direct
Common Stock Acquisiton 2010-08-09 929 $27.40 8,068 No 4 M Direct
Common Stock Disposition 2010-08-09 4,806 $54.00 3,262 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common EMP STOCK OPTION (RT TO BUY) Disposition 2010-08-09 2,100 $0.00 2,100 $32.96
Common EMP STOCK OPTION (RT TO BUY) Disposition 2010-08-09 1,777 $0.00 1,777 $37.96
Common EMP STOCK OPTION (RT TO BUY) Disposition 2010-08-09 929 $0.00 929 $27.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-08-30 2015-08-30 No 4 M Direct
593 2009-09-13 2016-09-13 No 4 M Direct
929 2010-06-14 2017-06-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,560 Direct
Common Stock 976 Indirect ESOP TRUST
Footnotes
  1. THE SAME-DAY EXERCISE AND SALE OF OPTIONS REPORTED IN THIS FORM 4 WERE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PROGRAM ADOPTED BY MS. DOBBS ON JULY 23, 2010.
  2. STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; SUBJECT TO FORFEITURE.
  3. SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2009.
  4. THE OPTIONS VESTED IN FOUR ANNUAL INSTALLMENTS FROM THE DATE OF GRANT AND WERE FULLY VESTED AS OF 08/30/2009.
  5. THE OPTIONS VESTED IN EQUAL ANNUAL INSTALLMENTS FROM THE DATE OF GRANT AND WERE FULLY EXERCISABLE AS OF 09/13/2009; REMAINING OPTIONS BECOME EXERCISABLE 09/13/2010.
  6. THE OPTIONS VESTED IN EQUAL ANNUAL INSTALLMENTS FROM THE DATE OF GRANT AND WERE FULLY EXERCISABLE AS OF 06/14/2010; REMAINING OPTIONS BECOME EXERCISABLE 06/14/2011.