Filing Details
- Accession Number:
- 0001209191-10-043261
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-18 13:00:00
- Reporting Period:
- 2010-08-16
- Filing Date:
- 2010-08-18
- Accepted Time:
- 2010-08-18 19:57:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311538 | Castle Brands Inc | ROX | Beverages (2080) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188554 | Mark Andrews | C/O Castle Brands Inc. 122 West 42Nd St, Suite 4700 New York NY 10168 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-16 | 900 | $0.39 | 1,718,058 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-16 | 9,100 | $0.39 | 1,727,158 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-17 | 7,200 | $0.38 | 1,734,358 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-17 | 28 | $0.39 | 1,734,386 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-17 | 2,772 | $0.39 | 1,737,158 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-18 | 100 | $0.38 | 1,737,258 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-18 | 4,000 | $0.39 | 1,741,258 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-18 | 5,400 | $0.39 | 1,746,658 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-18 | 200 | $0.39 | 1,746,858 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-18 | 200 | $0.38 | 1,747,058 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-18 | 100 | $0.38 | 1,747,158 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,183,079 | Indirect | By Knappogue Corp. |
Footnotes
- Includes shares of Common Stock held jointly with the reporting person's spouse.
- The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
