Filing Details
- Accession Number:
- 0000790070-10-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-05 13:00:00
- Reporting Period:
- 2010-08-03
- Filing Date:
- 2010-08-05
- Accepted Time:
- 2010-08-05 16:11:41
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189185 | S Mark Lewis | Emc Corporation 176 South Street Hopkinton MA 01748 | Evp & Pres. Iig | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-03 | 42,236 | $12.85 | 480,584 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-03 | 42,236 | $20.36 | 438,348 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-08-03 | 33,220 | $0.00 | 471,568 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-08-03 | 49,830 | $0.00 | 521,398 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-08-04 | 6,177 | $0.00 | 515,221 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Right To Buy | Disposition | 2010-08-03 | 42,236 | $0.00 | 42,236 | $12.85 |
Common Stock | Stock Option Right to Buy | Acquisiton | 2010-08-03 | 16,750 | $0.00 | 16,750 | $20.47 |
Common Stock | Stock Option Right To Buy | Acquisiton | 2010-08-03 | 25,124 | $0.00 | 25,124 | $20.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
357,764 | 2005-10-28 | 2014-10-28 | No | 4 | M | Direct |
16,750 | 2020-08-03 | No | 4 | A | Direct | |
25,124 | 2020-08-03 | No | 4 | A | Direct |
Footnotes
- Includes 482 shares acquired under the EMC Corporation 1989 Employee Stock Purchase Plan in June 2010.
- Restricted Stock Units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest ratably over four years beginning one year from the date of grant.
- Restricted Stock Units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to forfeiture upon certain events. The restricted stock units will vest only in the event that 2011 performance targets approved by the Board of Directors are met. If such targets are met, one-third of the restricted stock units will vest in 2012, one-third will vest on February 1, 2013 and one-third will vest on February 1, 2014.
- Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest ratably over five years beginning one year from the date of grant.
- Options granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which are subject to certain restrictions on transfer and are subject to forfeiture upon certain events. The options will vest only in the event that 2011 performance targets approved by the Board of Directors are met. If such targets are met, one-quarter of the options will vest in 2012, one-quarter will vest on February 1, 2013, one-quarter will vest on February 1, 2014 and one-quarter will vest on February 1, 2015.
- Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units.