Filing Details
- Accession Number:
- 0001209191-10-037683
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-07 13:00:00
- Reporting Period:
- 2010-07-06
- Filing Date:
- 2010-07-07
- Accepted Time:
- 2010-07-07 17:02:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-06 | 200 | $12.08 | 4,731,426 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 700 | $12.08 | 4,730,726 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.09 | 4,730,626 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 515 | $12.09 | 4,730,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 2,700 | $12.10 | 4,727,411 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,797 | $12.10 | 4,725,614 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 16 | $12.10 | 4,725,598 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,100 | $12.11 | 4,724,498 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 901 | $12.11 | 4,723,597 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 300 | $12.12 | 4,723,297 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 400 | $12.12 | 4,722,897 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 200 | $12.13 | 4,722,697 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 89 | $12.15 | 4,722,608 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 200 | $12.15 | 4,722,408 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 289 | $12.15 | 4,722,119 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 500 | $12.18 | 4,721,619 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 900 | $12.19 | 4,720,719 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,900 | $12.20 | 4,718,819 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 204 | $12.21 | 4,718,615 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,596 | $12.21 | 4,717,019 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 600 | $12.22 | 4,716,419 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 900 | $12.24 | 4,715,519 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 300 | $12.25 | 4,715,219 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.26 | 4,715,119 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 76 | $12.26 | 4,715,043 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.27 | 4,714,943 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 1,000 | $12.28 | 4,713,943 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.28 | 4,713,843 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 900 | $12.29 | 4,712,943 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-06 | 100 | $12.30 | 4,712,843 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.