Filing Details

Accession Number:
0001209191-10-037683
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-07 13:00:00
Reporting Period:
2010-07-06
Filing Date:
2010-07-07
Accepted Time:
2010-07-07 17:02:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-07-06 200 $12.08 4,731,426 No 4 S Direct
Common Stock Disposition 2010-07-06 700 $12.08 4,730,726 No 4 S Direct
Common Stock Disposition 2010-07-06 100 $12.09 4,730,626 No 4 S Direct
Common Stock Disposition 2010-07-06 515 $12.09 4,730,111 No 4 S Direct
Common Stock Disposition 2010-07-06 2,700 $12.10 4,727,411 No 4 S Direct
Common Stock Disposition 2010-07-06 1,797 $12.10 4,725,614 No 4 S Direct
Common Stock Disposition 2010-07-06 16 $12.10 4,725,598 No 4 S Direct
Common Stock Disposition 2010-07-06 1,100 $12.11 4,724,498 No 4 S Direct
Common Stock Disposition 2010-07-06 901 $12.11 4,723,597 No 4 S Direct
Common Stock Disposition 2010-07-06 300 $12.12 4,723,297 No 4 S Direct
Common Stock Disposition 2010-07-06 400 $12.12 4,722,897 No 4 S Direct
Common Stock Disposition 2010-07-06 200 $12.13 4,722,697 No 4 S Direct
Common Stock Disposition 2010-07-06 89 $12.15 4,722,608 No 4 S Direct
Common Stock Disposition 2010-07-06 200 $12.15 4,722,408 No 4 S Direct
Common Stock Disposition 2010-07-06 289 $12.15 4,722,119 No 4 S Direct
Common Stock Disposition 2010-07-06 500 $12.18 4,721,619 No 4 S Direct
Common Stock Disposition 2010-07-06 900 $12.19 4,720,719 No 4 S Direct
Common Stock Disposition 2010-07-06 1,900 $12.20 4,718,819 No 4 S Direct
Common Stock Disposition 2010-07-06 204 $12.21 4,718,615 No 4 S Direct
Common Stock Disposition 2010-07-06 1,596 $12.21 4,717,019 No 4 S Direct
Common Stock Disposition 2010-07-06 600 $12.22 4,716,419 No 4 S Direct
Common Stock Disposition 2010-07-06 900 $12.24 4,715,519 No 4 S Direct
Common Stock Disposition 2010-07-06 300 $12.25 4,715,219 No 4 S Direct
Common Stock Disposition 2010-07-06 100 $12.26 4,715,119 No 4 S Direct
Common Stock Disposition 2010-07-06 76 $12.26 4,715,043 No 4 S Direct
Common Stock Disposition 2010-07-06 100 $12.27 4,714,943 No 4 S Direct
Common Stock Disposition 2010-07-06 1,000 $12.28 4,713,943 No 4 S Direct
Common Stock Disposition 2010-07-06 100 $12.28 4,713,843 No 4 S Direct
Common Stock Disposition 2010-07-06 900 $12.29 4,712,943 No 4 S Direct
Common Stock Disposition 2010-07-06 100 $12.30 4,712,843 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.