Filing Details
- Accession Number:
- 0001181431-10-039420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-30 13:00:00
- Reporting Period:
- 2010-07-28
- Filing Date:
- 2010-07-30
- Accepted Time:
- 2010-07-30 21:36:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1497462 | Judson Bergman | 35 East Wacker Drive, Suite 2400 Chicago IL 60601 | Chairman, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-07-28 | 32,722 | $9.00 | 233,278 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-07-28 | 376,000 | $9.00 | 376,000 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,394,489 | 2020-07-28 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to Issuer's initial public offering.
- 376,000 options were granted to the Reporting Person on 7/28/2010. Of such 376, 000 options, 94,000 will vest on 7/28/2011, 94,000 will vest on 7/28/2012, 94,000 will vest on 7/28/2013, and the remaining 94,000 will vest on 7/28/2014.
Billionaire Hedge Funds
