Filing Details
- Accession Number:
- 0001209191-10-040179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-29 13:00:00
- Reporting Period:
- 2010-07-27
- Filing Date:
- 2010-07-29
- Accepted Time:
- 2010-07-29 20:30:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1386278 | Green Dot Corp | GDOT | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383016 | C Kenneth Aldrich | 2595 Jason Court Oceanside CA 92056 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-07-27 | 132,714 | $0.00 | 132,714 | No | 4 | C | Indirect | By YKA Partners Ltd. |
| Class A Common Stock | Disposition | 2010-07-27 | 132,714 | $33.48 | 0 | No | 4 | S | Indirect | By YKA Partners Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By YKA Partners Ltd. |
| No | 4 | S | Indirect | By YKA Partners Ltd. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Series A Convertible Preferred Stock | Disposition | 2010-07-27 | 132,714 | $0.00 | 132,714 | $0.00 |
| Class B Common Stock | Series C Convertible Preferred Stock | Disposition | 2010-07-27 | 92,283 | $0.00 | 92,283 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2010-07-27 | 224,997 | $0.00 | 224,997 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2010-07-27 | 132,714 | $0.00 | 132,714 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 400,630 | No | 4 | C | Indirect | ||
| 267,916 | No | 4 | C | Indirect |
Footnotes
- The reporting person is the agent of the general partner of YKA Partners Ltd.
- The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date.
- The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date.
Billionaire Hedge Funds
