Filing Details
- Accession Number:
- 0001127602-10-020210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-02 13:00:00
- Reporting Period:
- 2010-07-29
- Filing Date:
- 2010-08-02
- Accepted Time:
- 2010-08-02 11:33:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1131014 | M Francis Fetsko | Tompkins Financial Corporation Po Box #460 Ithaca NY 14851 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-29 | 2,285 | $25.79 | 5,335 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-29 | 2,285 | $40.97 | 3,050 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-07-30 | 250 | $25.79 | 3,300 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2010-07-29 | 2,285 | $0.00 | 2,285 | $25.78 |
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2010-07-30 | 250 | $0.00 | 250 | $25.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
250 | 2011-07-24 | No | 4 | M | Direct | |
0 | 2011-07-24 | No | 4 | M | Direct |
Footnotes
- The stock option becomes exercisable in four annual installments commencing two years after the date of grant.