Filing Details

Accession Number:
0001181431-10-041300
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-10 13:00:00
Reporting Period:
2010-08-06
Filing Date:
2010-08-10
Accepted Time:
2010-08-10 20:00:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1144354 Heartland Payment Systems Inc HPY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331595 O Robert Carr C/O Heartland Payment Systems, Inc.
90 Nassau Street
Princeton NJ 08542
Chairman Of The Board And Ceo Yes Yes No No
1332033 Jill Carr C/O Heartland Payment Systems, Inc.
90 Nassau Street
Princeton NJ 08542
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2010-08-06 50,450 $6.25 92,552 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2010-08-06 50,450 $14.83 42,102 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2010-08-09 20,285 $15.16 21,817 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2010-08-10 21,683 $6.25 43,500 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2010-08-10 43,500 $14.72 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2010-08-06 50,450 $0.00 50,450 $0.00
Common Stock Stock Option (right to buy) Disposition 2010-08-10 21,683 $0.00 21,683 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
74,550 2007-10-29 2013-10-29 No 4 M Direct
52,867 2007-10-29 2013-10-29 No 4 M Direct
Footnotes
  1. This Form 4 is filed in connection with a joint/group filing consisting of Mr. Carr and Jill Carr, Mr. Carr's wife. Mrs. Carr's address is c/o Heartland Payment Systems, Inc., 90 Nassau Street, Princeton, NJ 08542. Mr. and Mrs. Carr's indirect beneficial ownership consists of 400,000 shares of the Issuer's common stock held by The Robert O. Carr 2001 Charitable Remainder Unitrust and 201,391 shares held by The Robert O. Carr 2000 Irrevocable Trust for Emily Carr. The reporting persons disclaim beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Mr. and Mrs. Carr have fully vested options to purchase an additional 169,117 shares of the Common Stock.
  2. This price is the weighted average price of the 50,450 shares sold. The prices actually paid for the shares of the Company's Common Stock sold ranged from $14.46 to $15.17. The reporting person will provide to the issuer, any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
  3. This price is the weighted average price of the 20,285 shares sold. The prices actually paid for the shares of the Company's Common Stock sold ranged from $14.95 to $15.28. The reporting person will provide to the issuer, any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
  4. This price is the weighted average price of the 43,500 shares sold. The prices actually paid for the shares of the Company's Common Stock sold ranged from $14.575 to $15.06. The reporting person will provide to the issuer, any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.