Filing Details
- Accession Number:
- 0001013762-10-001886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-13 13:00:00
- Reporting Period:
- 2009-12-16
- Filing Date:
- 2010-08-13
- Accepted Time:
- 2010-08-13 17:06:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1471261 | Cobalt International Energy Inc. | (CIE) | Crude Petroleum & Natural Gas (1311) | 270821169 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
898286 | Quebec Du Placement Et Depot De Caisse | 1000 Place Jean-Paul Riopelle Montreal A8 H2Z2B3 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2009-12-16 | 40,900 | $13.44 | 40,900 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2009-12-17 | 240 | $13.29 | 40,660 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 32,035,093 | Indirect | See Footnote |
Footnotes
- The securities were acquired and disposed through a managed account administered on behalf of the Reporting Person by an external investment asset manager retained by the Reporting Person pursuant to an asset management agreement, dated as of May 28, 2009. The investment asset manager inadvertently failed to notify the Reporting Person of the transactions reported herein.
- The Reporting Person may be deemed to also beneficially own indirectly, an aggregate of 32,035,093 shares of Cobalt International Energy, Inc.'s common stock, par value $0.01 per share, through KERN Cobalt Co-Invest Partners AP LP (the "AP Partnership"), as a result of the Reporting Person being a limited partner of the AP Partnership. See the Form 3 filed by the AP Partnership and the Reporting Person, among others, with the Securities and Exchange Commission on December 16, 2009. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any, and this Form 4 shall not be deemed to be an admission that the Reporting Person is a member of a "group", the beneficial owner of any securities reported herein or has any pecuniary interest in any of the securities reported herein, in each case, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.