Filing Details
- Accession Number:
- 0001140361-10-030455
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-27 13:00:00
- Reporting Period:
- 2010-07-23
- Filing Date:
- 2010-07-27
- Accepted Time:
- 2010-07-27 16:02:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 895421 | Morgan Stanley | MS | Security Brokers, Dealers & Flotation Companies (6211) | 363145972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1468702 | China Investment Corp | New Poly Plaza No. 1 Chaoyangmen Beidajie, Dongcheng Beijing F4 100010 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-07-23 | 1,875,000 | $27.05 | 166,507,379 | No | 4 | S | Indirect | Through wholly owned subsidiaries |
| Common Stock | Disposition | 2010-07-26 | 2,750,000 | $27.04 | 166,507,379 | No | 5 | S | Indirect | Through wholly owned subsidiaries |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Through wholly owned subsidiaries |
| No | 5 | S | Indirect | Through wholly owned subsidiaries |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | PEPS Units | $0.00 | 2010-08-17 | 2011-08-17 | 116,062,911 | 5,579,143 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-08-17 | 116,062,911 | 5,579,143 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.15, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.19, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
- Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.
- Previously reported. Each PEPS Unit will be settled for 20.80300 shares of Common Stock.
Billionaire Hedge Funds
