Filing Details
- Accession Number:
- 0001209191-10-043111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-18 13:00:00
- Reporting Period:
- 2010-08-18
- Filing Date:
- 2010-08-18
- Accepted Time:
- 2010-08-18 11:51:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
70858 | Bank Of America Corp /De/ | 100 N. Tryon Charlotte NC 28255 | No | No | Yes | No | |
728612 | Merrill Lynch, Pierce, Fenner & Smith Inc. | One Bryant Park New York NY 10036 | No | No | Yes | No | |
1412246 | Merrill Lynch Pcg, Inc. | One Bryant Park New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-18 | 3,101,507 | $10.25 | 87,111 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- As the ultimate holding company of both Merrill Lynch, Pierce, Fenner & Smith, Inc. and Merrill Lynch PCG, Inc., Bank of America Corporation may be deemed to beneficially own the shares held by each entity. The beneficial ownership of Bank of America Corporation comprises the following ownerships of each entity: (a) 1,298,494 shares of common stock issuable upon exercise of the remaining shares under the Series I Warrant issued to Merrill Lynch PCG, Inc. on October 28, 2009; (b) 485,309 shares of Common Stock issuable upon exercise of a warrant the Issuer issued to MLPCG on June 16, 2006; and (c) 87,111 shares of Common Stock owned by Merrill Lynch, Pierce, Fenner & Smith, Inc.