Filing Details
- Accession Number:
- 0001488150-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 16:05:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730000 | Supertex Inc | SUPX | Semiconductors & Related Devices (3674) | 942328535 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488150 | Hernan Deguzman | 10 Sam Chuk Street San Po Kong, Kowloon Hong Kong K3 000000 | Vp, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-02 | 1,750 | $17.06 | 1,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-02 | 1,750 | $26.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO stock options (to exercise common stock) | Disposition | 2010-08-02 | 1,750 | $17.06 | 1,750 | $17.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,500 | 2007-09-01 | 2011-09-01 | No | 4 | M | Direct |
Footnotes
- ISO Option (to exercise common stock). Exercise price: $17.06. Shares granted: 20,000. Shares exercised: 9,250. Shares currently exercising: 1,750. Shares exercisable: 8,000. Expiration date: 9/1/2011. Held Direct.
- NQ Option (to exercise common stock). Exercise price: $33.95. Shares granted: 2,500. Shares exercised: 0. Shares exercisable: 1,000. 500 shares exercisable 12/3/2010. 500 shares exercisable 12/3/2011. 500 shares exercisable 12/3/2012. Expiration date: 12/3/2017. Held Direct.
Billionaire Hedge Funds
