Filing Details

Accession Number:
0001053352-10-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-03 13:00:00
Reporting Period:
2010-08-03
Filing Date:
2010-08-03
Accepted Time:
2010-08-03 18:19:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1053352 Heritage Commerce Corp HTBK State Commercial Banks (6022) 770469558
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421984 Toshio Dan Kawamoto 150 Almaden Blvd.
San Jose CA 95113
Evp/Chief Adm Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Heritage Commerce Corp - Common Stock Acquisiton 2010-08-03 800 $3.56 800 No 4 P Indirect Indirect by IRA
Heritage Commerce Corp - Common Stock Acquisiton 2010-08-03 800 $3.63 1,600 No 4 P Indirect Indirect by IRA
Heritage Commerce Corp - Common Stock Acquisiton 2010-08-03 400 $3.64 2,000 No 4 P Indirect Indirect by IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Indirect by IRA
No 4 P Indirect Indirect by IRA
No 4 P Indirect Indirect by IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Heritage Commerce Corp - Common Stock 4,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Heritage Commerce Corp - Common Stock Non-Qualified Stock Option (right to buy) $3.22 2009-07-27 2019-07-27 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-07-27 25,000 25,000 Direct
Footnotes
  1. Stock option vests daily in four years.