Filing Details
- Accession Number:
- 0001053352-10-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-03 13:00:00
- Reporting Period:
- 2010-08-03
- Filing Date:
- 2010-08-03
- Accepted Time:
- 2010-08-03 18:19:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421984 | Toshio Dan Kawamoto | 150 Almaden Blvd. San Jose CA 95113 | Evp/Chief Adm Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Heritage Commerce Corp - Common Stock | Acquisiton | 2010-08-03 | 800 | $3.56 | 800 | No | 4 | P | Indirect | Indirect by IRA |
Heritage Commerce Corp - Common Stock | Acquisiton | 2010-08-03 | 800 | $3.63 | 1,600 | No | 4 | P | Indirect | Indirect by IRA |
Heritage Commerce Corp - Common Stock | Acquisiton | 2010-08-03 | 400 | $3.64 | 2,000 | No | 4 | P | Indirect | Indirect by IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Indirect by IRA |
No | 4 | P | Indirect | Indirect by IRA |
No | 4 | P | Indirect | Indirect by IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Heritage Commerce Corp - Common Stock | 4,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Heritage Commerce Corp - Common Stock | Non-Qualified Stock Option (right to buy) | $3.22 | 2009-07-27 | 2019-07-27 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-07-27 | 25,000 | 25,000 | Direct |
Footnotes
- Stock option vests daily in four years.