Filing Details
- Accession Number:
- 0001179110-10-011501
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-08 13:00:00
- Reporting Period:
- 2010-07-06
- Filing Date:
- 2010-07-08
- Accepted Time:
- 2010-07-08 15:08:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6955 | Actuant Corp | ATU | Misc Industrial & Commercial Machinery & Equipment (3590) | 390168610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210581 | Andrew Lampereur | 13000 West Silver Spring Drive Butler WI 53007 | Executive Vice President - Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-07-06 | 20,000 | $4.65 | 176,600 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-07-06 | 20,000 | $18.13 | 156,600 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2010-07-07 | 44,000 | $4.65 | 200,600 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-07-07 | 44,000 | $18.02 | 156,600 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-06 | 20,000 | $0.00 | 20,000 | $4.65 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-07 | 44,000 | $0.00 | 44,000 | $4.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 44,000 | 2010-08-09 | No | 4 | M | Direct | |
| 0 | 2010-08-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 10,869 | Indirect | By 401(k) |
| Class A Common Stock | 731 | Indirect | By ESPP |
| Class A Common Stock | 2,130 | Indirect | By Deferred Compensation Plan |
| Class A Common Stock | 28,000 | Indirect | By IRA |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in five transactions at prices ranging from 17.7329 to 18.1697, inclusive. The reporting person undertakes to provide Actuant, any security holder of Actuant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
- Options stock granted under the Actuant Corporation 1996 Stock Plan.
- Fifty percent of the option became exercisable on 08/09/2002, and the balance became exercisable on 08/09/2005.
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