Filing Details
- Accession Number:
- 0000930413-10-004401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-13 13:00:00
- Reporting Period:
- 2010-08-11
- Filing Date:
- 2010-08-13
- Accepted Time:
- 2010-08-13 06:12:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054303 | Rodman & Renshaw Capital Group Inc. | RODM | Security Brokers, Dealers & Flotation Companies (6211) | 841374481 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1349193 | Wesley Clark | 1251 Avenue Of The Americas New York NY 10020 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-11 | 5,000 | $2.21 | 15,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-12 | 2,300 | $2.17 | 17,300 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $3.78 | 2011-12-21 | 425,980 | 425,980 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-12-21 | 425,980 | 425,980 | Direct |
Footnotes
- Immediate.
Billionaire Hedge Funds
