Filing Details
- Accession Number:
- 0001137411-10-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-16 13:00:00
- Reporting Period:
- 2010-08-13
- Filing Date:
- 2010-08-16
- Accepted Time:
- 2010-08-16 16:40:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191575 | S Gregory Churchill | M/S 153-100 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Execvp International & Service | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-13 | 3,391 | $24.86 | 24,359 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-13 | 2,406 | $22.35 | 26,765 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-13 | 1,024 | $55.79 | 25,741 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-13 | 100 | $55.78 | 25,641 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-13 | 257 | $55.77 | 25,384 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-13 | 319 | $55.76 | 25,065 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-13 | 4,097 | $55.76 | 20,968 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-08-13 | 3,391 | $0.00 | 3,391 | $24.86 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-08-13 | 2,406 | $0.00 | 2,406 | $22.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-06-12 | No | 4 | M | Direct | |
11,594 | 2011-07-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,340 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of August 5, 2010.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2010.
- Shares represented by Company stock fund units under the Rockwell Collins, Inc. 2001 qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2010.
- Employee stock options granted pursuant to the Company's stock based plans.
- Options are currently exercisable.