Filing Details
- Accession Number:
- 0001181431-10-040369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 18:50:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297401 | Dreamworks Animation Skg Inc. | DWA | Services-Motion Picture & Video Tape Production (7812) | 680589190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475329 | Richard Sullivan | C/O Dreamworks Animation Skg, Inc. 1000 Flower Street Glendale CA 91201 | Head Of Corporate Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-08-02 | 4,549 | $28.10 | 27,228 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-08-02 | 4,103 | $31.72 | 23,125 | No | 4 | D | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-08-02 | 9,868 | $25.91 | 32,993 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-08-02 | 8,206 | $31.72 | 24,787 | No | 4 | D | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-08-02 | 1,050 | $28.80 | 25,837 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-08-02 | 990 | $31.72 | 24,847 | No | 4 | D | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-08-02 | 2,168 | $31.72 | 22,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2010-08-02 | 4,549 | $0.00 | 4,549 | $28.10 |
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2010-08-02 | 9,868 | $0.00 | 9,868 | $25.91 |
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2010-08-02 | 1,050 | $0.00 | 1,050 | $28.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,648 | 2018-10-31 | No | 4 | M | Direct | |
| 9,868 | 2018-03-03 | No | 4 | M | Direct | |
| 350 | 2016-11-28 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $31.71 to $31.72, inclusive. The reporting person undertakes to provide to DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or staff of the Securities Exchange Commision, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.
- The stock appreciation rights vested on October 31, 2009.
- The stock appreciation rights vested in two equal installments on March 3, 2009 and March 3, 2010.
- The stock appreciation rights vested in three equal installments on November 28, 2007, November 28, 2008 and November 28, 2009.
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