Filing Details
- Accession Number:
- 0001181431-10-041701
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-12 13:00:00
- Reporting Period:
- 2010-08-11
- Filing Date:
- 2010-08-12
- Accepted Time:
- 2010-08-12 18:55:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259429 | Ticc Capital Corp. | TICC | () | 200118736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268530 | H Jonathan Cohen | C/O Ticc Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-11 | 3,834 | $8.75 | 304,027 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Includes 193 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen by virtue of his ownership interest therein.