Filing Details
- Accession Number:
- 0001391609-10-000158
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-07-16 13:00:00
- Reporting Period:
- 2010-04-15
- Filing Date:
- 2010-07-16
- Accepted Time:
- 2010-07-16 11:44:11
- Original Submission Date:
- 2010-04-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878932 | Equus Total Return Inc. | EQS | () | 760345915 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1322410 | I Kenneth Denos | 10757 South River Front Parkway Suite 125 South Jordan UT 84095 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-15 | 15,754 | $3.01 | 15,754 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This amended report on Form 4/A amends and restates the Form 4 filed on April 15, 2010. Mr. Sam Douglass took beneficial possession of 13,997 shares originally reported as acquired by the Reporting Person resulting from a senior security interest in the shares.