Filing Details
- Accession Number:
- 0001002225-10-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-15 13:00:00
- Reporting Period:
- 2010-07-13
- Filing Date:
- 2010-07-15
- Accepted Time:
- 2010-07-15 11:58:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203980 | George A Battle | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-13 | 10,000 | $20.10 | 21,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-13 | 10,000 | $50.00 | 11,300 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-07-13 | 10,000 | $50.00 | 10,000 | $20.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2015-06-10 | No | 4 | M | Direct |
Footnotes
- Sale pursuant to 10b5-1 plan dated February 5, 2010
- This grant shall vest and be exercisable over a period of four years from the date of grant as follows: One-fourth of the option shares shall vest and be exercisable upon completion of twelve (12) months of service measured from the date of grant and the balance of the option shares shall vest and be exercisable in a series of successive equal monthly installments upon the optionee's completion of each of the next thirty-six (36) months of service thereafter.