Filing Details
- Accession Number:
- 0001181431-10-040247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 16:05:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409324 | M. Carl Eschenbach | 3401 Hillview Ave. Palo Alto CA 94304 | Evp Worldwide Field Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-08-03 | 15,914 | $23.00 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2010-08-03 | 14,086 | $30.80 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-08-03 | 30,193 | $79.29 | 75,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2010-08-03 | 15,914 | $0.00 | 15,914 | $23.00 |
| Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2010-08-03 | 14,086 | $0.00 | 14,086 | $30.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,470 | 2013-06-08 | No | 4 | M | Direct | |
| 35,914 | 2015-06-15 | No | 4 | M | Direct |
Footnotes
- Price represents weighted average for sales reported. The range of prices for the sales reported is $79.13 through $79.59.
- The reporting person will provide upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 193 shares were acquired under the VMware, Inc. Employee Stock Purchase plan on July 30, 2010.
- The option, representing a right to purchase a total of 350,000 shares of Class A common stock, became exercisable as to one-quarter of the shares on June 8, 2008 and vests in 36 equal monthly installments as to the remaining shares until fully exercisable on June 8, 2011.
- The option, representing a right to purchase a total of 50,000 shares of Class A common stock, became exercisable as to one-quarter of the shares on June 1, 2010 and vests in 36 equal monthly installments as to the remaining shares until fully exercisable on June 1, 2013.
Billionaire Hedge Funds
