Filing Details
- Accession Number:
- 0001181431-10-042350
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-08-18 13:00:00
- Reporting Period:
- 2010-08-06
- Filing Date:
- 2010-08-18
- Accepted Time:
- 2010-08-18 13:40:49
- Original Submission Date:
- 2010-08-10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356857 | Trius Therapeutics Inc | TSRX | Pharmaceutical Preparations (2834) | 201320630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245624 | James Healy | 140 Geary Street, 10Th Floor San Francisco CA 94108 | No | No | Yes | No | |
1362314 | Eric Buatois | 140 Geary Street, 10Th Floor San Francisco CA 94108 | No | No | Yes | No | |
1380734 | P L Vii Partners Venture Sofinnova | 140 Geary Street 10Th Floor San Francisco CA 94108 | No | No | Yes | No | |
1421501 | Sofinnova Management Vii, L.l.c. | 140 Geary Street, 10Th Floor San Francisco CA 94108 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-06 | 1,892,177 | $0.00 | 1,892,177 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-08-06 | 893,395 | $4.38 | 2,785,572 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-08-06 | 830,000 | $5.00 | 3,615,572 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2010-08-06 | 10,909,092 | $0.00 | 10,909,092 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-08-06 | 5,363,636 | $0.00 | 5,363,636 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Upon the closing of the Issuer's initial public offering, each 8.6 shares of the Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into one share of Common Stock, and had no expiration date.
- Shares are held by Sofinnova Venture Partners VII, L.P. ("SV VII"). Sofinnova Management VII, L.L.C ("SV VII LLC") is the general partner of SV VII, and Michael F. Powell, a director of the issuer, James I. Healy and Eric P. Buatois, the managing general partners of SV VII, LLC, may be deemed to share voting and dispositive power over the shares held by SV VII. Such persons disclaim beneficial ownership of shares held by SV VII except to the extent of any pecuniary interest therein.
- The Common Stock was acquired upon conversion of a Secured Convertible Promissory Note exempt from the definition of a derivative security and whose conversion ratio did not become fixed until automatic conversion at the time of the closing of the Issuer's initial public offering.
- The shares were purchased in the Issuer's initial public offering.
- Transaction lines included in amendment to gain access to the filing system. Reporting Persons on Exhibit 99.1 were inadvertently omitted from the previous filing, and this report is being amended to reflect a joint/group filing.