Filing Details
- Accession Number:
- 0001181431-10-039429
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-07-30 13:00:00
- Reporting Period:
- 2010-07-28
- Filing Date:
- 2010-07-30
- Accepted Time:
- 2010-07-30 21:49:12
- Original Submission Date:
- 2010-07-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497443 | William Crager | 35 East Wacker Drive, Suite 2400 Chicago IL 60601 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-28 | 11,287 | $9.00 | 126,713 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-07-28 | 164,000 | $9.00 | 164,000 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
551,017 | 2020-07-28 | No | 4 | A | Direct |
Footnotes
- 164,000 options were granted to the Reporting Person on 7/28/2010. Of such 164,000 options, 41,000 will vest on 7/28/2011, 41,000 will vest on 7/28/2012, 41,000 will vest on 7/28/2013, and the remaining 41,000 will vest on 7/28/2014.