Filing Details
- Accession Number:
- 0000796505-10-000012
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-08-06 13:00:00
- Reporting Period:
- 2010-08-06
- Filing Date:
- 2010-08-06
- Accepted Time:
- 2010-08-06 16:21:09
- Original Submission Date:
- 2010-08-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796505 | Clearfield Inc. | CLFD | Telephone & Telegraph Apparatus (3661) | 411347235 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257956 | G Ronald Roth | 5480 Nathan Lane N Suite 120 Plymouth MN 55442 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-06 | 5,000 | $1.41 | 838,990 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-08-06 | 5,000 | $2.63 | 848,990 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION | Disposition | 2010-08-06 | 5,000 | $0.00 | 5,000 | $1.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-08-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 156,760 | Indirect | Shares held by Spouse |
Footnotes
- (1) The Options vested on August 19, 2010
Billionaire Hedge Funds
