Filing Details
- Accession Number:
- 0001209191-10-042353
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-12 13:00:00
- Reporting Period:
- 2010-08-10
- Filing Date:
- 2010-08-12
- Accepted Time:
- 2010-08-12 17:15:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
889423 | Satcon Technology Corp | SATC | Semiconductors & Related Devices (3674) | 042857552 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241831 | J Philip Deutch | 1700 K Street Nw Suite 750 Washington DC 20006 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-10 | 7,631,036 | $1.25 | 7,631,036 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2010-08-10 | 2,592,064 | $3.68 | 5,038,972 | No | 4 | F | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-08-10 | 253,580 | $1.25 | 5,292,552 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2010-08-10 | 86,135 | $3.68 | 5,206,417 | No | 4 | F | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-08-10 | 30,951 | $1.66 | 5,237,368 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2010-08-10 | 13,962 | $3.68 | 5,223,406 | No | 4 | F | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-08-10 | 4,042 | $1.66 | 5,227,448 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2010-08-10 | 1,824 | $3.68 | 5,225,624 | No | 4 | F | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-08-10 | 152,000 | $1.80 | 5,377,624 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2010-08-10 | 74,348 | $3.68 | 5,303,276 | No | 4 | F | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-08-10 | 7,164 | $1.66 | 5,310,440 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2010-08-10 | 3,232 | $3.68 | 5,307,208 | No | 4 | F | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-08-10 | 19,354 | $1.66 | 5,326,562 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2010-08-10 | 8,731 | $3.68 | 5,317,831 | No | 4 | F | Indirect | See Footnote |
Common Stock | Disposition | 2010-08-10 | 5,317,831 | $3.25 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See Footnote |
No | 4 | F | Indirect | See Footnote |
No | 4 | M | Indirect | See Footnote |
No | 4 | F | Indirect | See Footnote |
No | 4 | M | Indirect | See Footnote |
No | 4 | F | Indirect | See Footnote |
No | 4 | M | Indirect | See Footnote |
No | 4 | F | Indirect | See Footnote |
No | 4 | M | Indirect | See Footnote |
No | 4 | F | Indirect | See Footnote |
No | 4 | M | Indirect | See Footnote |
No | 4 | F | Indirect | See Footnote |
No | 4 | M | Indirect | See Footnote |
No | 4 | F | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 7,631,036 | $0.00 | 7,631,036 | $1.25 |
Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 253,580 | $0.00 | 253,580 | $1.25 |
Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 30,951 | $0.00 | 30,951 | $1.66 |
Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 4,042 | $0.00 | 4,042 | $1.66 |
Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 152,000 | $0.00 | 152,000 | $1.80 |
Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 7,164 | $0.00 | 7,164 | $1.66 |
Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 19,354 | $0.00 | 19,354 | $1.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,541,317 | 2008-05-08 | 2014-11-08 | No | 4 | M | Indirect |
11,287,737 | 2007-12-20 | 2014-12-20 | No | 4 | M | Indirect |
11,256,786 | 2008-06-28 | 2015-06-28 | No | 4 | M | Indirect |
11,252,744 | 2008-09-27 | 2015-09-27 | No | 4 | M | Indirect |
11,100,744 | 2009-07-03 | 2016-07-03 | No | 4 | M | Indirect |
11,093,580 | 2009-10-03 | 2016-10-03 | No | 4 | M | Indirect |
11,074,226 | 2009-12-31 | 2016-12-31 | No | 4 | M | Indirect |
Footnotes
- These securities are held by NGP Energy Technology Partners, L.P. NGP ETP, L.L.C. is the general partner of NGP Energy Technology Partners, L.P. Energy Technology Partners, L.L.C. is the manager of NGP ETP, L.L.C. Philip J. Deutch is the manager of Energy Technology Partners, L.L.C. By virtue of this relationship, Mr. Deutch may be deemed to beneficially own the shares held by NGP Energy Technology Partners, L.P. Mr. Deutch disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Includes 9,615,384 shares of Common Stock issuable upon conversion of 10,000 shares of Series C convertible Preferred Stock, 1,297,418 shares of Common Stock issuable upon the conversion of accrued dividends on the Series C convertible Preferred Stock and 628,515 shares of Common Stock issuable upon the exercise of warrants, which preferred stock and warrants are directly owned.
- Includes shares of Common Stock issuable upon conversion of 10,000 shares of Series C convertible Preferred Stock, shares of Common Stock issuable upon the conversion of accrued dividends on the Series C convertible Preferred Stock and shares of Common Stock issuable upon the exercise of warrants, which preferred stock and warrants are directly owned by NGP Energy Technology Partners, L.P.