Filing Details

Accession Number:
0000873303-10-000038
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-19 13:00:00
Reporting Period:
2010-07-16
Filing Date:
2010-07-19
Accepted Time:
2010-07-19 14:47:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
873303 Avi Biopharma Inc AVII Pharmaceutical Preparations (2834) 930797222
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321265 Leslie Hudson 3450 Monte Villa Parkway, Suite 101
Bothell WA 98021
Former Ceo No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-16 100,028 $1.09 484,587 No 4 M Direct
Common Stock Disposition 2010-07-16 28,167 $1.88 456,420 No 4 S Direct
Common Stock Disposition 2010-07-16 9,200 $1.86 447,220 No 4 S Direct
Common Stock Disposition 2010-07-16 200 $1.89 447,020 No 4 S Direct
Common Stock Disposition 2010-07-16 4,070 $1.91 442,950 No 4 S Direct
Common Stock Disposition 2010-07-16 400 $1.86 442,550 No 4 S Direct
Common Stock Disposition 2010-07-16 11,191 $1.85 431,359 No 4 S Direct
Common Stock Disposition 2010-07-16 46,800 $1.89 384,559 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-07-16 100,028 $0.00 100,028 $1.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-02-08 2018-02-08 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (right to buy) $1.09 2009-02-08 2018-02-08 366,972 366,972 Direct
Common Stock Incentive Stock Option (right to buy) $1.45 2011-02-09 2020-02-09 68,965 68,965 Direct
Common Stock Non-Qualified Stock Option (right to buy) $1.45 2011-02-09 2020-02-09 531,035 531,035 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-08 366,972 366,972 Direct
2020-02-09 68,965 68,965 Direct
2020-02-09 531,035 531,035 Direct
Footnotes
  1. This transaction is a part of a Same Day Sale Transaction. The optionholder exercised his options and sold the shares on the same day.
  2. This option originally vested 25% annually over 4 years. On 4/20/2010, there were 150,014 vested options and the Company accelerated the remaining unvested 150,014 shares.
  3. Option Grant vests 25% per year on grant date with all shares vesting four years from date of grant.
  4. The Stock Option Grant vest as follows: 1/3 vest one year from date of grant and 1/3 each year thereafter until all shares vest three years from grant date.