Filing Details
- Accession Number:
- 0001217466-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 16:37:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217466 | Deborah Ratnersalzberg | 1615 L Street Nw, Suite 400 Washington DC 20036 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-08-02 | 325 | $12.97 | 6,926 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2010-08-02 | 650 | $12.97 | 13,852 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2010-08-02 | 650 | $12.97 | 13,852 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 679,756 | Indirect | See footnote |
Class A Common Stock | 44,513 | Indirect | See footnote |
Class A Common Stock | 13,465 | Indirect | See footnote |
Class A Common Stock | 18,651 | Indirect | See footnote |
Class A Common Stock | 67,584 | Indirect | See footnote |
Class A Common Stock | 532,257 | Indirect | See footnote |
Class A Common Stock | 70,000 | Indirect | See footnote |
Class A Common Stock | 2,680 | Direct | |
Class A Common Stock | 10,303 | Direct | |
Class A Common Stock | 5,031 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 900 | 900 | Direct |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 376,928 | 376,928 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 278,750 | 278,750 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 93,988 | 93,988 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 148,800 | 148,800 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 6,402 | 6,402 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 140,400 | 140,400 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 5,040 | 5,040 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 81,940 | 81,940 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 81,936 | 81,936 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 58,392 | 58,392 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 38,101 | 38,101 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 128,507 | 128,507 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 515,498 | 515,498 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 180 | 180 | Indirect |
Class A Common | 2003 Stock Option Grant (right to buy) | $15.50 | 2005-03-17 | 2013-03-17 | 15,600 | 15,600 | Direct |
Class A Common | 2005 Stock Option Grant (right to buy) | $31.75 | 2007-04-06 | 2015-04-06 | 15,000 | 15,000 | Direct |
Class A Common | 2006 Stock Option Grant (right to buy) | $46.37 | 2008-04-04 | 2016-04-04 | 15,000 | 15,000 | Direct |
Class A Common | 2007 Stock Option Grant (right to buy) | $65.35 | 2009-03-29 | 2017-03-29 | 15,000 | 15,000 | Direct |
Class A Common | 2008 Stock Option Grant (right to buy) | $36.38 | 2010-06-18 | 2018-06-18 | 9,599 | 9,599 | Direct |
Class A Common | 2009 Stock Option Grant (right to buy) | $7.80 | 2011-04-21 | 2019-04-21 | 4,800 | 4,800 | Direct |
Class A Common | 2010 Stock Option Grant (right to buy) | $15.89 | 2011-04-14 | 2020-04-14 | 8,002 | 8,002 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1988-08-08 | 900 | 900 | Direct |
1988-08-08 | 376,928 | 376,928 | Indirect |
1988-08-08 | 278,750 | 278,750 | Indirect |
1988-08-08 | 93,988 | 93,988 | Indirect |
1988-08-08 | 148,800 | 148,800 | Indirect |
1988-08-08 | 6,402 | 6,402 | Indirect |
1988-08-08 | 140,400 | 140,400 | Indirect |
1988-08-08 | 5,040 | 5,040 | Indirect |
1988-08-08 | 81,940 | 81,940 | Indirect |
1988-08-08 | 81,936 | 81,936 | Indirect |
1988-08-08 | 58,392 | 58,392 | Indirect |
1988-08-08 | 38,101 | 38,101 | Indirect |
1988-08-08 | 128,507 | 128,507 | Indirect |
1988-08-08 | 515,498 | 515,498 | Indirect |
1988-08-08 | 180 | 180 | Indirect |
2013-03-17 | 15,600 | 15,600 | Direct |
2015-04-06 | 15,000 | 15,000 | Direct |
2016-04-04 | 15,000 | 15,000 | Direct |
2017-03-29 | 15,000 | 15,000 | Direct |
2018-06-18 | 9,599 | 9,599 | Direct |
2019-04-21 | 4,800 | 4,800 | Direct |
2020-04-14 | 8,002 | 8,002 | Direct |
Footnotes
- U/A Deborah Ratner-Salzberg Trust dated 2/09/1987.
- Michael Salzberg (spouse) shares held directly in street accounts.
- Albert B. Ratner 1989 Grandchildren's Trust - for the Benefit of Anna Salzberg (daughter) 35,686 and Eric Salzberg (son) 31,898. Deborah Ratner-Salzberg disclaims any beneficial interest.
- Albert Ratner Remainder Interest Trust - for the benefit of Anna Salzberg (daughter) 266,128 and Eric Salzberg (son) 266,129. Deborah Ratner-Salzberg disclaims any beneficial interest.
- Deborah Ratner Salzberg Family Trust dated 12/29/1986 - for the benefit of Anna Salzberg (daughter) 35,000 and Eric Salzberg (son) 35,000.
- 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
- 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
- 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
- General Partnership interest in RMS, Ltd., an Ohio limited partnership.
- U/A Deborah Ratner-Salzberg Trust dated 2/09/1987 - limited partnership interest in RMS, Ltd. limited partnership. Shares from the Faye Ratner Trust were merged into this trust 12/31/04.
- U/A Deborah Ratner-Salzberg Trust dated 2/09/1987 - FCE Management, L.P. limited partnership interest in RMS, Ltd. limited partnership.
- Deborah Ratner Salzberg 2001 Trust. - 18,651 Class A Shares are F/B/O Anna Salberg & Eric Salberg (children). Class B Share are held in FCE Management, L.P. as a limited partnership interest. 46,994 shares for the benefit of Anna and 46,994 shares for the benefit of Eric.
- Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter). Deborah Ratner-Salzberg disclaims any beneficial interest. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2010. Shares sold in small increments over multiple transactions share price ranged from $12.85 per share to $13.07 per share, the average price per share was $12.9675.
- Deborah Ratner 1986 Family Trust - as limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter) 3,200 and Eric Salzberg (son) 3,202. Deborah Ratner-Salzberg disclaims any beneficial interest.
- Deborah Ratner 1989 Irrevocable Trust - for the benefit of Anna Salzberg (daughter) 70,200 and Eric Salzberg (son) 70,200. Deborah Ratner-Salzberg disclaims any beneficial interest.
- Anna Salzberg (daughter), shares are held in street account at UBS Financial Services as limited partner in RMS, Ltd.
- Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Anna Salzberg (daughter). Deborah Ratner-Salzberg disclaims any beneficial interest.
- Albert B. Ratner 1989 Grandchildren's Trust - a limited partner in RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest.
- Albert B. Ratner 1987 Family Trust - (Class B shares are held as a limited partner in RMS, Ltd.) for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2010. Shares sold in small increments over multiple transactions share price ranged from $12.85 per share to $13.07 per share, the average price per share was $12.9675.
- Albert B. Ratner 1989 Grandchildren's Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Anna Salzberg (daughter) . Deborah Ratner-Salzberg disclaims any beneficial interest.
- Albert B. Ratner 1989 Grandchildren's Trust - limited partnership interest in FCE Management, L.P., limited partner of RMS, Ltd., for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any beneficial interest.
- Albert B. Ratner 1999 Revocable Trust- limited partnership interest in FCE Management, L.P. limited partner of RMS, Ltd.; 255,222 shares for the benefit of Anna Salzberg (daughter), and 260,267 shares for the benefit of Eric Salzberg (son). Deborah Ratner-Salzberg disclaims any benefical interest. Deborah Ratner serves as an advisor to the trust. 13,852 Class A shares (6,926 - Anna & 6,926 - Eric) are not held as a limited partnership interest in FCE Management, LP. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2010. Shares sold in small increments over multiple transactions share price ranged from $12.85 per share to $13.07 per share, the average price per share was $12.9675.
- 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.
- 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exercisable 4/06/2009.
- 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exercisable 4/04/2010.
- 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
- 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
- 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
- Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.