Home > Insider Trading > Filing (0001217465-10-000006)

Filing Details

Accession Number:: 0001217465-10-000006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-08-04 13:00:00
Reporting Period:: 2010-08-02

Filing Date:: 2010-08-04
Accepted Time:: 2010-08-04 16:39:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
38067	Forest City Enterprises Inc	FCEA/FCEB	Operators Of Nonresidential Buildings (6512)	340863886

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217465	A Ronald Ratner	50 Public Square, Suit 1100 Cleveland OH 44113	Executive Vice President	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2010-08-02	6,000	$12.97	990,539	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2010-08-02	650	$12.97	238,146	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	4,696	Indirect	See footnote
Class A Common Stock	28,408	Indirect	See footnote
Class A Common Stock	4,531	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	900	900	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	784	784	Direct
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	728,401	728,401	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	715,860	715,860	Indirect
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	468,444	468,444	Indirect
Class A Common	2003 Stock Option Grant (right to buy)	$15.50	2005-03-17	2013-03-17	27,000	27,000	Direct
Class A Common	2005 Stock Option Grant (right to buy)	$31.75	2007-04-06	2015-04-06	25,200	25,200	Direct
Class A Common	2006 Stock Option Grant (right to buy)	$46.37	2008-04-04	2016-04-04	25,200	25,200	Direct
Class A Common	2007 Stock Option Grant (right to buy)	$65.35	2009-03-29	2017-03-29	25,200	25,200	Direct
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	17,721	17,721	Direct
Class A Common	2009 Stock Option Grant (right to buy)	$7.80	2011-04-21	2019-04-21	21,797	21,797	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2011-04-14	2020-04-14	36,635	36,635	Direct
Class A Common Stock	2008 Performance Shares	$0.00	2012-01-31	1988-08-08	19,791	19,791	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
1988-08-08	900	900	Indirect
1988-08-08	784	784	Direct
1988-08-08	728,401	728,401	Indirect
1988-08-08	715,860	715,860	Indirect
1988-08-08	468,444	468,444	Indirect
2013-03-17	27,000	27,000	Direct
2015-04-06	25,200	25,200	Direct
2016-04-04	25,200	25,200	Direct
2017-03-29	25,200	25,200	Direct
2018-06-18	17,721	17,721	Direct
2019-04-21	21,797	21,797	Direct
2020-04-14	36,635	36,635	Direct
1988-08-08	19,791	19,791	Direct

Footnotes

The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee). Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2010. Shares sold in small increments over multiple transactions share price ranged from $12.85 per share to $13.07 per share, the average price per share was $12.9675.
Deborah Ratner Trust - individually trust of spouse, shares held in account at McDonald Investments. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2010. Shares sold in small increments over multiple transactions share price ranged from $12.85 per share to $13.07 per share, the average price per share was $12.9675.
Deborah B. Ratner, Trustee of the Irene Meldon 1998 Irrevocable dated 12/04/1998 - 2,348 shares for benefit of Matthew (son), and 2,348 shares for benefit of Sarah (daughter) - Ronald Ratner disclaims any beneficial interest.
Max Ratner Grandchildren's Trust dated 12/21/1988 - 18,939 sharesfor the benefit of Sarah (daughter) and 9,469 shares for Matthew (son), Ron Ratner serves as a trust advisor. Ronald Ratner disclaims any beneficial interest.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
General Partnership interest in RMS, Ltd. partnership a 10% sharelholder.
The Ronald Ratner 1986 Trust Agreement, as modified (Ronald is Trustee); these shares are held by FCE Management, LP as a limited partner of RMS, Ltd. (limited partnership).
Max Ratner Grandchildren's Trust dated 12/21/1988 - 370,350 shares for the benefit of Sarah (daughter) and 345,510 for the benefit of Matthew (son) RMS, Ltd. - limited partnership interest. Ron Ratner serves as a trust advisor. Ronald Ratner disclaims any beneficial interest.
Max Ratner Family 1999 Revocable Trust - 278,540 shares for the benefit of Sarah Ratner (daughter) and 189,904 shares for the benefit of Matthew (son). Ron Ratner serves as a trust advisor. Ronald Ratner disclaims any beneficial interest.
2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
Performance Shares Award - granted 6/18/2008 - performance period is from May 1, 2008 to January 31, 2012. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 175% of the number of Performance Shares granted. Fair market value on date of grant is $36.38 per share. There is no fixed expirationdate.
Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.