Filing Details
- Accession Number:
- 0001209191-10-042361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-12 13:00:00
- Reporting Period:
- 2010-08-10
- Filing Date:
- 2010-08-12
- Accepted Time:
- 2010-08-12 17:25:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 889423 | Satcon Technology Corp | SATC | Semiconductors & Related Devices (3674) | 042857552 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418349 | Ngp Energy Technology Partners, L.p. | 1700 K Street, Nw Suite 750 Washington DC 20006 | No | No | Yes | No | |
| 1421879 | Energy Technology Partners, L.l.c. | 1700 K Street, Nw Suite 750 Washington DC 20006 | No | No | Yes | No | |
| 1422087 | Ngp Etp, L.l.c. | 1700 K Street, Nw Suite 750 Washington DC 20006 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-10 | 7,631,036 | $1.25 | 7,631,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-10 | 2,592,064 | $3.68 | 5,038,972 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-08-10 | 253,580 | $1.25 | 5,292,552 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-10 | 86,135 | $3.68 | 5,206,417 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-08-10 | 30,951 | $1.66 | 5,237,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-10 | 13,962 | $3.68 | 5,223,406 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-08-10 | 4,042 | $1.66 | 5,227,448 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-10 | 1,824 | $3.68 | 5,225,624 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-08-10 | 152,000 | $1.80 | 5,377,624 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-10 | 74,348 | $3.68 | 5,303,276 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-08-10 | 7,164 | $1.66 | 5,310,440 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-10 | 3,232 | $3.68 | 5,307,208 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-08-10 | 19,354 | $1.66 | 5,326,562 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-10 | 8,731 | $3.68 | 5,317,831 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-08-10 | 5,317,831 | $3.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 7,631,036 | $0.00 | 7,631,036 | $1.25 |
| Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 253,580 | $0.00 | 253,580 | $1.25 |
| Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 30,951 | $0.00 | 30,951 | $1.66 |
| Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 4,042 | $0.00 | 4,042 | $1.66 |
| Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 152,000 | $0.00 | 152,000 | $1.80 |
| Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 7,164 | $0.00 | 7,164 | $1.66 |
| Common Stock | Warrant to purchase Common Stock | Disposition | 2010-08-10 | 19,354 | $0.00 | 19,354 | $1.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,541,317 | 2008-05-08 | 2014-11-08 | No | 4 | M | Direct |
| 11,287,737 | 2007-12-20 | 2014-12-20 | No | 4 | M | Direct |
| 11,256,786 | 2008-06-28 | 2015-06-28 | No | 4 | M | Direct |
| 11,252,744 | 2008-09-27 | 2015-09-27 | No | 4 | M | Direct |
| 11,100,744 | 2009-07-03 | 2016-07-03 | No | 4 | M | Direct |
| 11,093,580 | 2009-10-03 | 2016-10-03 | No | 4 | M | Direct |
| 11,074,226 | 2009-12-31 | 2016-12-31 | No | 4 | M | Direct |
Footnotes
- These securities are owned by NGP Energy Technology Partners, L.P. ("NGP Energy Tech"). These securities may be deemed to be beneficially owned by NGP ETP, L.L.C. ("NGP ETP"), Energy Technology Partners, L.L.C. ("ETP") and Philip J. Deutch ("Deutch"). NGP ETP is the general partner of NGP Energy Tech. ETP is the sole manager of NGP ETP and Deutch is the sole member and manager of ETP. Deutch is also a director of SatCon and has reported his beneficial ownership of the reported securities on a Form 4, filed on the date hereof. Each of NGP ETP, ETP and Deutch (the "Reporting Persons") disclaim beneficial ownership of the reported securities except to the extent of his, her or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Act of 1934, as amended, or for any other purpose.
- Includes 9,615,384 shares of Common Stock issuable upon conversion of 10,000 shares of Series C convertible Preferred Stock, 1,297,418 shares of Common Stock issuable upon the conversion of accrued dividends on the Series C convertible Preferred Stock and 628,515 shares of Common Stock issuable upon the exercise of warrants, which preferred stock and warrants are directly owned.
- Includes shares of Common Stock issuable upon conversion of 10,000 shares of Series C convertible Preferred Stock, shares of Common Stock issuable upon the conversion of accrued dividends on the Series C convertible Preferred Stock and shares of Common Stock issuable upon the exercise of warrants, which preferred stock and warrants are directly owned.
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