Filing Details

Accession Number:
0001181431-10-040001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-03 13:00:00
Reporting Period:
2010-07-30
Filing Date:
2010-08-03
Accepted Time:
2010-08-03 17:33:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174940 Oragenics Inc ORNI Pharmaceutical Preparations (2834) 593410522
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234877 Beverly Koski 1500 West University Parkway
Sarasota FL 34243
No No Yes No
1234878 L Christine Koski 1500 West University Parkway
Sarasota FL 34243
Yes No Yes No
1234879 Koski Family Lp 1500 West University Parkway
Sarasota FL 34243
No No Yes No
1234880 C Robert Koski 1500 West University Parkway
Sarasota FL 34243
Yes No Yes No
1234881 L Thomas Koski 1500 West University Parkway
Sarasota FL 34243
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-30 5,000,000 $0.40 59,960,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 893,333 Direct
Common Stock 453,333 Direct
Common Stock 1,393,334 Direct
Common Stock 1,400,000 Indirect By Trust
Common Stock 40,000 Indirect By Koski Management, Inc.
Footnotes
  1. The Company entered into a Common Stock Purchase Agreement (the "Agreement") with the Koski Family Limited Partnership. Pursuant to the terms of the Agreement, the Company issued 5.0 million shares of its Common Stock to the Koski Family Limited Partnership at a price of $0.40 per share. The $2.0 million aggregate consideration paid by the Koski Family Limited Partnership consisted of (i) $1,000,000 cash, and (ii) the exchange and cancellation of the outstanding $1.0 million promissory note issued to the Koski Family Limited Partnership on May 25, 2010.
  2. Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski (through Koski Management, Inc.), Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
  3. Each reporting person disclaims beneficial ownership of all indirectly owned securities in excess of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or any other purpose.
  4. Shares owned directly by Christine L. Koski.
  5. Shares owned directly by Robert C. Koski.
  6. Shares owned directly by Thomas L. Koski.
  7. Shares owned by trusts of which Robert C. Koski is trustee. Such trusts are the Robert Clayton Koski Trust for the benefit of Anthony James Hunter (200,000 shares); The Robert Clayton Koski Trust for the benefit of Hunter Buchanan Koski (500,000 shares); The Robert Clayton Koski Trust for the benefit of Clayton Ward Bennett (500,000 shares); and The Robert Clayton Koski Trust for the benefit of Robert Edward Koski (200,000 shares). Mr. Koski disclaims beneficial ownership of the shares held by the trusts except to the extent of any pecuniary interest.
  8. Shares owned indirectly by Beverly Koski (through Koski Management, Inc).