Filing Details
- Accession Number:
- 0001181431-10-040001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-03 13:00:00
- Reporting Period:
- 2010-07-30
- Filing Date:
- 2010-08-03
- Accepted Time:
- 2010-08-03 17:33:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1174940 | Oragenics Inc | ORNI | Pharmaceutical Preparations (2834) | 593410522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234877 | Beverly Koski | 1500 West University Parkway Sarasota FL 34243 | No | No | Yes | No | |
1234878 | L Christine Koski | 1500 West University Parkway Sarasota FL 34243 | Yes | No | Yes | No | |
1234879 | Koski Family Lp | 1500 West University Parkway Sarasota FL 34243 | No | No | Yes | No | |
1234880 | C Robert Koski | 1500 West University Parkway Sarasota FL 34243 | Yes | No | Yes | No | |
1234881 | L Thomas Koski | 1500 West University Parkway Sarasota FL 34243 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-30 | 5,000,000 | $0.40 | 59,960,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 893,333 | Direct | |
Common Stock | 453,333 | Direct | |
Common Stock | 1,393,334 | Direct | |
Common Stock | 1,400,000 | Indirect | By Trust |
Common Stock | 40,000 | Indirect | By Koski Management, Inc. |
Footnotes
- The Company entered into a Common Stock Purchase Agreement (the "Agreement") with the Koski Family Limited Partnership. Pursuant to the terms of the Agreement, the Company issued 5.0 million shares of its Common Stock to the Koski Family Limited Partnership at a price of $0.40 per share. The $2.0 million aggregate consideration paid by the Koski Family Limited Partnership consisted of (i) $1,000,000 cash, and (ii) the exchange and cancellation of the outstanding $1.0 million promissory note issued to the Koski Family Limited Partnership on May 25, 2010.
- Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski (through Koski Management, Inc.), Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
- Each reporting person disclaims beneficial ownership of all indirectly owned securities in excess of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or any other purpose.
- Shares owned directly by Christine L. Koski.
- Shares owned directly by Robert C. Koski.
- Shares owned directly by Thomas L. Koski.
- Shares owned by trusts of which Robert C. Koski is trustee. Such trusts are the Robert Clayton Koski Trust for the benefit of Anthony James Hunter (200,000 shares); The Robert Clayton Koski Trust for the benefit of Hunter Buchanan Koski (500,000 shares); The Robert Clayton Koski Trust for the benefit of Clayton Ward Bennett (500,000 shares); and The Robert Clayton Koski Trust for the benefit of Robert Edward Koski (200,000 shares). Mr. Koski disclaims beneficial ownership of the shares held by the trusts except to the extent of any pecuniary interest.
- Shares owned indirectly by Beverly Koski (through Koski Management, Inc).