Filing Details
- Accession Number:
- 0001181431-10-041125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-10 13:00:00
- Reporting Period:
- 2010-08-06
- Filing Date:
- 2010-08-10
- Accepted Time:
- 2010-08-10 13:52:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356857 | Trius Therapeutics Inc | TSRX | Pharmaceutical Preparations (2834) | 201320630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1276600 | Khaled Nasr | 2710 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | No | Yes | |
1293973 | B Christopher Ehrlich | 2710 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | No | Yes | |
1381839 | A Douglas Pepper | 2710 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | No | Yes | |
1398928 | Interwest Partners Ix, Lp | 2710 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | Yes | No | |
1413306 | S Linda Grais | 2710 Sand Hill Road, Second Floor Menlo Park CA 94025 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-06 | 1,576,814 | $0.00 | 1,576,814 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-08-06 | 744,496 | $4.38 | 2,321,310 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-08-06 | 1,227,333 | $5.00 | 3,548,643 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2010-08-06 | 9,090,910 | $0.00 | 9,090,910 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-08-06 | 4,469,697 | $0.00 | 4,469,697 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Upon the closing of the Issuer's initial public offering, each 8.6 shares of the Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into one share of Common Stock, and had no expiration date.
- The shares are owned by InterWest Partners IX, LP ("IW9"). InterWest Management Partners IX, LLC ("IMP9") is the general partner of IW9 and has sole voting and investment control over the shares owned by IW9. Harvey B. Cash, Philip T. Gianos, W. Stephen Holmes, Gilbert H. Kliman, Arnold L. Oronsky, Thomas L. Rosch, and Michael B. Sweeney are Managing Directors of IMP9 and Bruce A. Cleveland, Christopher B. Ehrlich, Linda S. Grais, Nina Kjellson, Khaled A. Nasr, and Douglas A. Pepper are Venture Members of IMP9. Each Managing Director and Venture Member of IMP9 disclaims beneficial ownership of such shares, except to the extent of their pecuniary interest therein.
- The Common Stock was acquired upon conversion of a Secured Convertible Promissory Note exempt from the definition of a derivative security and whose conversion ratio did not become fixed until automatic conversion at the time of the closing of the Issuer's initial public offering.
- The shares were purchased in the Issuer's initial public offering.