Filing Details
- Accession Number:
- 0001209191-10-041784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-09 13:00:00
- Reporting Period:
- 2010-08-05
- Filing Date:
- 2010-08-09
- Accepted Time:
- 2010-08-09 18:06:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311282 | David Pezzullo | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-05 | 8,000 | $15.00 | 36,635 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-05 | 12,500 | $9.00 | 49,135 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-05 | 20,500 | $55.67 | 28,635 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-05 | 2,627 | $55.85 | 26,008 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-08-05 | 2,950 | $13.64 | 28,958 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-05 | 1,767 | $55.15 | 27,191 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-08-09 | 1,183 | $57.19 | 26,155 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2010-08-05 | 2,950 | $0.00 | 2,950 | $13.64 |
Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2010-08-05 | 8,000 | $0.00 | 8,000 | $15.00 |
Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2010-08-05 | 12,500 | $0.00 | 12,500 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,800 | 2020-02-28 | No | 4 | M | Direct | |
0 | 2014-08-03 | No | 4 | M | Direct | |
0 | 2015-04-27 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $55.40 to $55.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.75 to $56.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 147 shares purchased on July 13, 2010 under the issuer's Employee Stock Purchase Plan.
- Consists of Stock Appreciation Rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on 02/28/2010, 20% will vest on 02/28/2011 and the remaining 60% will vest on 02/28/2012.
- Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments from 09/30/2004 until 09/30/2009.
- Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments from 06/30/2005 until 06/30/2009.