Filing Details
- Accession Number:
- 0001173871-10-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-14 13:00:00
- Reporting Period:
- 2010-07-12
- Filing Date:
- 2010-07-14
- Accepted Time:
- 2010-07-14 17:06:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1173871 | Carlos Alberini | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-12 | 12,200 | $18.10 | 96,491 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-07-12 | 22,500 | $22.03 | 118,991 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-12 | 102,379 | $32.83 | 16,612 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-13 | 11,612 | $33.67 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-12 | 12,200 | $0.00 | 12,200 | $18.10 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-12 | 22,500 | $0.00 | 22,500 | $22.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-07-31 | No | 4 | M | Direct | |
| 0 | 2010-07-31 | No | 4 | M | Direct |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $32.6250 to $33.13. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $33.61 to $33.70. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- This option vested in four equal installments on each January 1 of 2007, 2008, 2009 and 2010.
- This option became exercisable as to 22,500 shares on December 31, 2009. The remaining option shares have cancelled.
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