Filing Details
- Accession Number:
- 0001209191-10-038304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-13 13:00:00
- Reporting Period:
- 2010-07-12
- Filing Date:
- 2010-07-13
- Accepted Time:
- 2010-07-13 17:53:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-12 | 6,500 | $13.37 | 4,631,251 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.38 | 4,630,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 1,000 | $13.38 | 4,629,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.39 | 4,629,651 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 2,062 | $13.39 | 4,627,589 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.40 | 4,627,489 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 1,600 | $13.40 | 4,625,889 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.41 | 4,625,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 1,100 | $13.41 | 4,624,689 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.42 | 4,624,589 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 700 | $13.42 | 4,623,889 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.43 | 4,623,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 1,000 | $13.43 | 4,622,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.44 | 4,622,489 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 600 | $13.45 | 4,621,889 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 1,100 | $13.50 | 4,620,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.51 | 4,620,689 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.51 | 4,620,589 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.52 | 4,620,489 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 500 | $13.56 | 4,619,989 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.57 | 4,619,889 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.60 | 4,619,589 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.64 | 4,619,289 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 200 | $13.65 | 4,619,089 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 500 | $13.65 | 4,618,589 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 200 | $13.66 | 4,618,389 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.67 | 4,618,289 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 500 | $13.67 | 4,617,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.68 | 4,617,689 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 700 | $13.69 | 4,616,989 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.