Filing Details
- Accession Number:
- 0001209191-10-038317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-13 13:00:00
- Reporting Period:
- 2010-07-13
- Filing Date:
- 2010-07-13
- Accepted Time:
- 2010-07-13 17:58:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-07-13 | 100 | $13.63 | 4,615,385 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-13 | 100 | $13.67 | 4,615,285 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-13 | 200 | $13.69 | 4,615,085 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-13 | 100 | $13.70 | 4,614,985 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-13 | 100 | $13.71 | 4,614,885 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-13 | 100 | $13.72 | 4,614,785 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-13 | 100 | $13.76 | 4,614,685 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-13 | 133 | $13.78 | 4,614,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-13 | 7 | $13.79 | 4,614,545 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
