Filing Details
- Accession Number:
- 0001127602-10-019951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-28 13:00:00
- Reporting Period:
- 2010-07-26
- Filing Date:
- 2010-07-28
- Accepted Time:
- 2010-07-28 13:55:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Performance Polymers Inc. | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478569 | Lothar Freund | C/O Kraton Performance Polymers 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-26 | 400 | $13.51 | 400 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-07-26 | 7,400 | $13.51 | 7,800 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-07-26 | 2,200 | $13.51 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-26 | 10,000 | $22.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2010-07-26 | 400 | $0.00 | 400 | $13.51 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2010-07-26 | 7,400 | $0.00 | 7,400 | $13.51 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2010-07-26 | 2,200 | $0.00 | 2,200 | $13.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 51,405 | 2018-06-19 | No | 4 | M | Direct | |
| 9,604 | 2015-09-06 | No | 4 | M | Direct | |
| 7,404 | 2015-09-06 | No | 4 | M | Direct |
Footnotes
- Transacted under a 10b5-1 plan that was adopted on May 24, 2010.
- 3 of the options reported above have vested and are immediately exercisable. The remaining 7,401 options will vest on September 6, 2010, subject to Lothar Freund (the "Reporting Person") being employed by KPP or its affiliates or subsidiaries on the vesting date.
- 34,137 of the options reported above have vested and are immediately exercisable. The remaining 17,268 options will vest on June 19, 2011, subject to the Reporting Person being employed by KPP or its affiliates or subsidiaries on the vesting date.
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