Filing Details
- Accession Number:
- 0001209191-10-038298
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-13 13:00:00
- Reporting Period:
- 2010-07-12
- Filing Date:
- 2010-07-13
- Accepted Time:
- 2010-07-13 17:50:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-12 | 400 | $13.15 | 4,670,444 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.16 | 4,670,144 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 200 | $13.19 | 4,669,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 1,307 | $13.20 | 4,668,637 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 200 | $13.21 | 4,668,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.21 | 4,668,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.22 | 4,667,837 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.22 | 4,667,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 200 | $13.23 | 4,667,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 200 | $13.24 | 4,667,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.25 | 4,666,837 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 100 | $13.26 | 4,666,737 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 600 | $13.26 | 4,666,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 1,200 | $13.28 | 4,664,937 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 1,500 | $13.29 | 4,663,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 400 | $13.29 | 4,663,037 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 500 | $13.30 | 4,662,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 200 | $13.32 | 4,662,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 200 | $13.32 | 4,662,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 800 | $13.33 | 4,661,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 3,000 | $13.33 | 4,658,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 900 | $13.34 | 4,657,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 3,000 | $13.34 | 4,654,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 3,200 | $13.35 | 4,651,237 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 400 | $13.35 | 4,650,837 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 3,400 | $13.35 | 4,647,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 3,700 | $13.36 | 4,643,737 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 300 | $13.36 | 4,643,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 4,986 | $13.36 | 4,638,451 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-12 | 700 | $13.37 | 4,737,751 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.