Filing Details
- Accession Number:
- 0001209191-10-043032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-17 13:00:00
- Reporting Period:
- 2010-08-13
- Filing Date:
- 2010-08-17
- Accepted Time:
- 2010-08-17 19:54:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472187 | Edi Hienrich | 800 W. Olympic Blvd. Suite 406 Los Angeles CA 90015 | Svp/Managing Director Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-13 | 1,542 | $55.08 | 11,313 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-08-13 | 2,604 | $32.79 | 13,917 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-13 | 4,410 | $40.25 | 18,327 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-13 | 1,160 | $43.13 | 19,487 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-13 | 1,940 | $54.55 | 17,547 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-08-13 | 3,670 | $54.55 | 13,877 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-08-13 | 1,006 | $54.55 | 12,871 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-08-16 | 800 | $15.00 | 13,671 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-16 | 800 | $55.00 | 12,871 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-17 | 1,558 | $57.00 | 11,223 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-08-13 | 3,906 | $32.79 | 6,326 | No | 4 | M | Indirect | By Wife |
Common Stock | Acquisiton | 2010-08-13 | 3,500 | $40.25 | 9,826 | No | 4 | M | Indirect | By Wife |
Common Stock | Acquisiton | 2010-08-13 | 5,000 | $40.98 | 14,826 | No | 4 | M | Indirect | By Wife |
Common Stock | Acquisiton | 2010-08-13 | 1,200 | $43.13 | 16,026 | No | 4 | M | Indirect | By Wife |
Common Stock | Disposition | 2010-08-13 | 2,909 | $54.55 | 13,117 | No | 4 | D | Indirect | By Wife |
Common Stock | Disposition | 2010-08-13 | 2,913 | $54.55 | 10,204 | No | 4 | D | Indirect | By Wife |
Common Stock | Disposition | 2010-08-13 | 4,205 | $54.55 | 5,999 | No | 4 | D | Indirect | By Wife |
Common Stock | Disposition | 2010-08-13 | 1,040 | $54.55 | 4,959 | No | 4 | D | Indirect | By Wife |
Common Stock | Disposition | 2010-08-13 | 1,403 | $55.00 | 3,556 | No | 4 | S | Indirect | By Wife |
Common Stock | Disposition | 2010-08-17 | 2,539 | $57.35 | 1,017 | No | 4 | S | Indirect | By Wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | D | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | By Wife |
No | 4 | M | Indirect | By Wife |
No | 4 | M | Indirect | By Wife |
No | 4 | M | Indirect | By Wife |
No | 4 | D | Indirect | By Wife |
No | 4 | D | Indirect | By Wife |
No | 4 | D | Indirect | By Wife |
No | 4 | D | Indirect | By Wife |
No | 4 | S | Indirect | By Wife |
No | 4 | S | Indirect | By Wife |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2010-08-13 | 2,604 | $0.00 | 2,604 | $32.79 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-08-13 | 4,410 | $0.00 | 4,410 | $40.25 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-08-13 | 1,160 | $0.00 | 1,160 | $43.13 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-08-13 | 3,906 | $0.00 | 3,906 | $32.79 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-08-13 | 3,500 | $0.00 | 3,500 | $40.25 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-08-13 | 5,000 | $0.00 | 5,000 | $40.98 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-08-13 | 1,200 | $0.00 | 1,200 | $43.13 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-16 | 800 | $0.00 | 800 | $15.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
434 | 2016-03-23 | No | 4 | M | Direct | |
0 | 2017-05-29 | No | 4 | M | Direct | |
1,740 | 2018-02-28 | No | 4 | M | Direct | |
434 | 2016-03-23 | No | 4 | M | Indirect | |
0 | 2017-05-29 | No | 4 | M | Indirect | |
0 | 2017-07-31 | No | 4 | M | Indirect | |
1,800 | 2018-02-28 | No | 4 | M | Indirect | |
0 | 2015-04-27 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $55.07 to $55.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $57.35 to $57.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These stock appreciation rights vest in 5% increments on each of March 31, 2006 and the last day of each subsequent calendar quarter thereafter until fully vested on December 31, 2010.
- These stock appreciation rights vested as to 20% on May 29, 2008, as to 20% on May 29, 2009, and as to the remaining 60% on May 29, 2010.
- These stock appreciation rights vested as to 20% on February 28, 2009 and as to 20% on February 28, 2010, and will vest as to the remaining 60% on February 28, 2011.
- These stock appreciation rights vested as to 20% on July 31, 2008, as to 20% on July 31, 2009, and as to the remaining 60% on July 31, 2010.
- These stock appreciation vested in 5% increments on each of June 30, 2005 and the last day of the nineteen subsequent calendar quarters until fully vested on June 30, 2010.