Filing Details
- Accession Number:
- 0000095052-10-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-18 13:00:00
- Reporting Period:
- 2010-08-16
- Filing Date:
- 2010-08-18
- Accepted Time:
- 2010-08-18 14:50:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229134 | B Joel Ronkin | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Evp, Gm - North America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Acquisiton | 2010-08-16 | 15,713 | $8.44 | 175,671 | No | 4 | M | Direct | |
Common Stock, $.01 Par Value | Disposition | 2010-08-16 | 15,713 | $16.00 | 159,958 | No | 4 | S | Direct | |
Common Stock, $.01 Par Value | Disposition | 2010-08-16 | 9,100 | $0.00 | 150,858 | No | 4 | D | Direct | |
Common Stock, $.01 Par Value | Disposition | 2010-08-16 | 6,394 | $16.15 | 144,464 | No | 4 | S | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2010-08-16 | 21,300 | $0.00 | 165,764 | No | 4 | A | Direct | |
Common Stock, $.01 Par Value | Disposition | 2010-08-17 | 17,773 | $16.09 | 147,991 | No | 4 | S | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2010-08-17 | 7,037 | $8.44 | 155,028 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-08-16 | 24,900 | $0.00 | 24,900 | $16.15 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-08-16 | 15,713 | $0.00 | 15,713 | $8.44 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-08-17 | 7,037 | $0.00 | 7,037 | $8.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,900 | 2020-08-16 | No | 4 | A | Direct | |
7,037 | 2001-10-06 | 2010-10-06 | No | 4 | M | Direct |
0 | 2001-10-06 | 2010-10-06 | No | 4 | M | Direct |
Footnotes
- Forfeiture of performance-based restricted stock granted on August 20, 2007 as a result of the Issuer not achieving the required cumulative earnings per share targets during the measurement period July 1, 2007 through June 30, 2010.
- Shares sold to cover tax obligations related to the vesting of various service-based restricted stock awards on August 16, 2010.
- This grant of service-based restricted stock will vest in equal thirds over a three-year period on the dates that are two business days following the public announcement of the Issuer's financial results for the fiscal years ending June 30, 2011, 2012 and 2013 (each a "Vesting Date"), but only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.
- Reflects the weighted average price of 17,773 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on August 17, 2010, with the sale price ranging from $16.01 to $16.40 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This stock option shall become exercisable in equal thirds over a three-year period on the applicable Vesting Date, but only if the Reporting Person is still employed with the Issuer on such applicable Vesting Date.