Filing Details
- Accession Number:
- 0001209191-10-037373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-06 13:00:00
- Reporting Period:
- 2010-07-02
- Filing Date:
- 2010-07-06
- Accepted Time:
- 2010-07-06 16:08:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38984 | Signature Group Holdings Inc | SGGH.PK | State Commercial Banks (6022) | 952815260 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495661 | Forrest Craig Noell | 15303 Ventura Blvd. Suite 1510 Sherman Oaks CA 91403 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-11 | 1,250,000 | $0.80 | 1,250,000 | No | 4 | P | Indirect | IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Signature Group Holdings, Inc. - Common Shares | Warrants | Acquisiton | 2010-06-11 | 1,100,000 | $0.02 | 1,100,000 | $1.03 |
| Signature Group Holdings, Inc. - Common Shares | Warrants | Acquisiton | 2010-06-11 | 1,100,000 | $0.02 | 1,100,000 | $1.03 |
| Signature Group Holdings, Inc. - Common Shares | Warrants | Acquisiton | 2010-06-11 | 1,100,000 | $0.02 | 1,100,000 | $1.03 |
| Signature Group Holdings, Inc. - Common Shares | Warrants | Acquisiton | 2010-06-11 | 1,100,000 | $0.02 | 1,100,000 | $1.03 |
| Signature Group Holdings, Inc. - Common Shares | Warrants | Acquisiton | 2010-06-11 | 1,100,000 | $0.02 | 1,100,000 | $1.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,500,000 | 2010-06-11 | 2020-06-11 | No | 4 | P | Indirect |
| 5,500,000 | 2011-06-11 | 2020-06-11 | No | 4 | P | Indirect |
| 5,500,000 | 2012-06-11 | 2020-06-11 | No | 4 | P | Indirect |
| 5,500,000 | 2013-06-11 | 2020-06-11 | No | 4 | P | Indirect |
| 5,500,000 | 2014-06-11 | 2020-06-11 | No | 4 | P | Indirect |
Footnotes
- On June 11, 2010, Signature Group Holdings, LLC acquired 8,800,000 Warrants for $.02 per warrant share to purchase common shares in Signature Group Holdings, Inc. (SGGH.PK) at $1.03 per share. The Warrants vest as to shares of the underlying common stock as follows: 20% on the Effective Date June 11, 2010, and 20% each year in annual installments thereafter until the Warrants are fully vested on the fourth anniversary of the Effective Date. The amounts disclosed represent Mr. Noell's 62.5% benefical ownership share of Signature Group Holdings, LLC.
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