Filing Details
- Accession Number:
- 0001209191-10-038935
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-19 13:00:00
- Reporting Period:
- 2010-07-19
- Filing Date:
- 2010-07-19
- Accepted Time:
- 2010-07-19 14:44:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412347 | Oxford Resource Partners Lp | OXF | Bituminous Coal & Lignite Surface Mining (1221) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492183 | C Charles Ungurean | 41 South High Street Suite 3450 Columbus OH 43215-6150 | See Footnotes | Yes | Yes | Yes | Yes |
| 1492428 | T Thomas Ungurean | 41 South High Street Suite 3450 Columbus OH 43215-6150 | See Footnotes | No | Yes | Yes | Yes |
| 1496262 | C&T Coal, Inc. | 41 South High Street, Suite 3450 Columbus OH 43215-6150 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units (Limited Partner Interests) | Acquisiton | 2010-07-19 | 532,476 | $0.00 | 532,476 | No | 4 | C | Direct | |
| Common Units (Limited Partner Interests) | Disposition | 2010-07-19 | 59,022 | $0.00 | 473,454 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Units (Limited Partner Interests) | Class B Common Units (limited partner interests) | Disposition | 2010-07-19 | 532,476 | $0.00 | 532,476 | $0.00 |
| Subordinated Units (Limited Partner Interests) | Class B Common Units (limited partner interests) | Disposition | 2010-07-19 | 3,467,220 | $0.00 | 3,467,220 | $0.00 |
| Common Units (Limited Partner Interests) | Subordinated Units (limited partner interests) | Acquisiton | 2010-07-19 | 3,467,220 | $0.00 | 3,467,220 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,467,220 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 3,467,220 | No | 4 | C | Direct |
Footnotes
- Class B common units converted on a one for one basis into approximately 13% common units and approximately 87% subordinated units upon the closing of the initial public offering of the Issuer's common units.
- In connection with the closing of the Issuer's initial public offering, the reporting person contributed these common units to the Issuer's general partner as a capital contribution, which were contributed by the general partner to the Issuer in exchange for general partner units.
- Charles C. Ungurean is a director, President and Chief Executive Officer of Oxford Resources GP, LLC ("Oxford GP"), the general partner of the Issuer. Thomas T. Ungurean is Senior Vice President, Equipment, Procurement & Maintenance of Oxford GP. Charles and Thomas Ungurean each also own 50% of C&T Coal, Inc., the Reporting Person. Charles and Thomas Ungurean, joint filers to this Form 4, may be deemed to indirectly beneficially own the units held by C&T Coal, Inc., but disclaim beneficial ownership of the units referenced herein, except to the extent of any pecuniary interest therein.
- Reflects the split of one Class B common unit into approximately 1.82 Class B common units that occurred on July 19, 2010.
- Each subordinated unit converts into one common unit at the end of the subordination period, as described in the Issuer's Registration Statement on Form S-1, as amended (No. 333-165662), and exhibits. The subordinated units have no expiration date.
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