Filing Details
- Accession Number:
- 0001181431-10-037401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-14 13:00:00
- Reporting Period:
- 2010-07-12
- Filing Date:
- 2010-07-14
- Accepted Time:
- 2010-07-14 11:44:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215807 | L Robert Bailey | 3975 Freedom Circle Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-12 | 4,242 | $0.00 | 39,433 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-07-12 | 1,158 | $0.00 | 40,591 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-12 | 5,400 | $8.03 | 35,191 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-07-13 | 13,354 | $0.00 | 48,545 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-07-13 | 3,646 | $0.00 | 52,191 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-13 | 17,000 | $8.00 | 35,191 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 1-A Special Shares | Disposition | 2010-07-12 | 530 | $0.00 | 4,242 | $0.00 |
| Common Stock | 1-B Special Shares | Disposition | 2010-07-12 | 531 | $0.00 | 1,158 | $0.00 |
| Common Stock | 1-A Special Shares | Disposition | 2010-07-13 | 1,669 | $0.00 | 13,354 | $0.00 |
| Common Stock | 1-B Special Shares | Disposition | 2010-07-13 | 1,670 | $0.00 | 3,646 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,657 | No | 4 | M | Direct | ||
| 47,658 | No | 4 | M | Direct | ||
| 45,988 | No | 4 | M | Direct | ||
| 45,988 | No | 4 | M | Direct |
Footnotes
- PMC Ltd. 1-A Special Shares were exchanged for shares of PMCS Common Stock on a 1:8 basis.
- PMC Ltd. 1-B Special Shares were exchanged for shares of PMCS Common Stock on a 1:2.18448 basis.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2010.
- The sale reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $8.00 to $8.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- In 1994, PMC Ltd 1-A Special Shares and PMC Ltd 1-B Special Shares are immediately exchangeable.
- Not applicable.
- In 1994, PMC Ltd. 1-A Special Shares and PMC Ltd. 1-B Special Shares were issued in exchange for shares of PMC-Sierra, Ltd. common stock.
- The sale reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $8.00 to $8.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
